Resolution Compliance is one of leading providers of network solutions in the UK. Bringing years of industry experience, we provide total network solutions tailored to your offering.
We understand that the world of regulation evolves and so does our understanding of what this means for your business.
Our team of experts offer hands-on and time efficient services which ensure our clients can successfully navigate and fulfil regulatory requirements whilst continuing to thrive as a business, providing ongoing support in an ever-changing landscape.
The complex world of compliance can be hard to navigate, especially if you’re a growing business. Resolution Compliance provides a range of services; we work alongside emerging firms and established businesses, tailoring our solutions to best fit business needs.
Resolution Compliance can provide appointed representative status for IFA’s, insurance brokers, crowdfunding platforms, peer 2 peer lending platforms and consumer credit firms. Check out the scope of our license below:
Whether you are an existing AR of another network or are looking to be apart of the financial power of a leading network, we can provide solutions. Resolution has access via its network of ARs to leading providers of financial products and services.
Looking at starting a new business venture? Need support and guidance to get regulated? Looking for a short term solution until you get directly authorised? No problem. We can provide you with a regulatory authorisation.
Resolution can provide fully integrated IT solutions for Peer 2 Peer lending, crowdfunding and robo-advice which can be tailored to your specific requirements.
Resolution will sit with you and decipher what your Firm’s needs encompass. This will include what permissions you require, in line with your current business structure, as well as your future growth needs.
We will complete the necessary and regulatory due diligence on the Firm and key individuals. This will include a review of the Firm’s business plan, financials, financial promotions as well as individual background and company health checks. All individuals will be subject to regulatory training and assessments as part of this process.
As an AR you will be provided with regulatory support from your client manager and support staff. This will include regulatory supervision, audits and regular reporting to ensure that you remain compliant with FCA regulations.
Resolution Compliance Limited
